Home Finance specialist CFTC Commissioner Dan Berkovitz to join SEC as Chief Legal Officer –...

CFTC Commissioner Dan Berkovitz to join SEC as Chief Legal Officer – Finance and Banking

28
0

United States: CFTC Commissioner Dan Berkovitz to join SEC as General Counsel

To print this article, simply register or connect to Mondaq.com.

The second announcement that the commissioner of the CFTC, Dan M. Berkovitz, will be the new legal adviser to the SEC.

M. Berkovitz, who will leave from his post as commissioner at the CFTC on October 15, 2021, he previously served as general counsel at the CFTC under the leadership of Gary Gensler, then chairman of the SEC.

Current SEC General Counsel John Coates will step down on November 1, 2021 and return to an academic post at Harvard University. Upon Mr. Coates’ departure, SEC attorney Michael Conley will serve as interim general counsel until Mr. Berkovitz joins the agency.

Primary sources

  1. SEC Press Release: Dan Berkovitz Appointed SEC Legal Advisor; John Coates leaves the SEC

The content of this article is intended to provide a general guide on the subject. Specialist advice should be sought regarding your particular situation.

POPULAR ARTICLES ON: United States Finance and Banking

Are Revenue Sharing Agreements Loans? CFPB says yes

Sheppard Mullin Richter & Hampton

Last month, we wrote a blog about a consent order made by the California Department of Financial Protection and Innovation (DFPI) with a manager of revenue sharing agreements.

LIBOR Transition: BSBY Out Of The Gates First

Duane Morris LLP

With all the regulator and market focus on SOFR as the replacement of choice for LIBOR, it’s easy to forget that there are other replacement rates vying for market attention.


Source link

LEAVE A REPLY

Please enter your comment!
Please enter your name here